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Canada
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2834
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Not applicable
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(Province or Other Jurisdiction of
Incorporation or Organization) |
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(Primary Standard Industrial
Classification Code Number (if Applicable)) |
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(I.R.S. Employer Identification
Number (if Applicable)) |
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Philippe Leclerc
McCarthy Tétrault LLP 500, Grande Allée Est, 9e étage Québec City, Québec G1R 2J7 Canada Telephone: (418) 521-3000 |
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Brittany Davison
IMV Inc. 130 Eileen Stubbs Avenue, Suite 19 Dartmouth, Nova Scotia B3B 2C4 Canada Telephone: (902) 492-1819 |
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Thomas M. Rose
Troutman Pepper Hamilton Sanders LLP 401 9th Street, NW, Suite 1000 Washington, DC 20004 United States Telephone: (757) 687-7715 |
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| A. | | | ☐ | | |
upon filing with the Commission, pursuant to Rule 467(a) (if in connection with an offering being made contemporaneously in the United States and Canada).
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| B. | | | ☒ | | | at some future date (check appropriate box below) | | |||
| | | | 1. | | | ☐ | | | pursuant to Rule 467(b) on (date) at (time) (designate a time not sooner than 7 calendar days after filing). | |
| | | | 2. | | | ☐ | | |
pursuant to Rule 467(b) on (date) at (time) (designate a time 7 calendar days or sooner after filing) because the securities regulatory authority in the review jurisdiction has issued a receipt or notification of clearance on (date).
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| | | | 3. | | | ☐ | | |
pursuant to Rule 467(b) as soon as practicable after notification of the Commission by the Registrant or the Canadian securities regulatory authority of the review jurisdiction that a receipt or notification of clearance has been issued with respect hereto.
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| | | | 4. | | | ☒ | | | after the filing of the next amendment to this Form (if preliminary material is being filed). | |
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Page
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Year ended
December 31, |
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Three Months ended
March 31, |
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2021
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2020
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2019
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2022
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2021
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High for the period
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| | | | 1.2942 | | | | | | 1.4496 | | | | | | 1.3600 | | | | | | 1.2867 | | | | | | 1.2828 | | |
Low for the period
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| | | | 1.2040 | | | | | | 1.2718 | | | | | | 1.2988 | | | | | | 1.2470 | | | | | | 1.2455 | | |
End of period
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| | | | 1.2678 | | | | | | 1.2732 | | | | | | 1.2988 | | | | | | 1.2496 | | | | | | 1.2575 | | |
Average for the period
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| | | | 1.2535 | | | | | | 1.3415 | | | | | | 1.3269 | | | | | | 1.2662 | | | | | | 1.2660 | | |
Date of Grant
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Number of Options Granted
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Exercise Price ($C)
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August 11, 2021
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| | | | 311,910 | | | | | C$ | 2.25 | | |
August 27, 2021
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| | | | 175,000 | | | | | C$ | 2.10 | | |
September 30, 2021
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| | | | 130,000 | | | | | C$ | 2.17 | | |
January 1, 2022
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| | | | 409,516 | | | | | C$ | 1.60 | | |
January 1, 2022
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| | | | 40,472 | | | | | C$ | 1.60 | | |
January 27, 2022
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| | | | 25,000 | | | | | C$ | 1.47 | | |
January 27, 2022
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| | | | 2,475,000 | | | | | C$ | 1.47 | | |
June 2, 2022
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| | | | 50,000 | | | | | C$ | 1.18 | | |
June 30, 2022
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| | | | 134,722 | | | | | C$ | 0.93 | | |
Date of Grant
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Number of DSUs Granted
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Grant Date Fair Value
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September 30, 2021
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| | | | 67,799 | | | | | $ | 1.71 | | |
December 31, 2021
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| | | | 93,834 | | | | | $ | 1.24 | | |
March 31, 2022
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| | | | 68,729 | | | | | $ | 1.46 | | |
June 30, 2022
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| | | | 105,803 | | | | | $ | 0.72 | | |
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Price Ranges
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Total Cumulative Volume
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High
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Low
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July 2021
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C$3.01
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C$1.68
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| | | | 5,836,821 | | |
August 2021
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C$3.00
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C$1.83
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| | | | 3,929,773 | | |
September 2021
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C$2.30
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C$2.05
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| | | | 1,575,573 | | |
October 2021
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C$2.18
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C$1.82
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| | | | 1,011,509 | | |
November 2021
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C$2.40
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C$1.78
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| | | | 2,582,663 | | |
December 2021
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C$2.02
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C$1.52
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| | | | 2,765,745 | | |
January 2022
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C$1.73
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C$1.37
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| | | | 1,769,352 | | |
February 2022
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C$1.79
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C$1.38
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| | | | 919.842 | | |
March 2022
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C$1.93
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C$1.47
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| | | | 891,577 | | |
April 2022
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C$1.85
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C$1.49
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| | | | 575,133 | | |
May 2022
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C$1.59
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C$1.10
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| | | | 838,556 | | |
June 2022
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C$1.21
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C$0.84
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| | | | 1,249,172 | | |
July 1 - 8, 2022
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C$0.91
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C$0.80
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| | | | 102,626 | | |
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Price Ranges
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Total Cumulative Volume
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High
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Low
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July 2021
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US$2.41
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US$1.31
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| | | | 103,937,008 | | |
August 2021
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US$2.40
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US$1.44
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| | | | 101,595,319 | | |
September 2021
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US$1.82
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US$1.62
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| | | | 6,408,742 | | |
October 2021
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US$1.73
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US$1.46
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| | | | 4,817,027 | | |
November 2021
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US$1.91
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US$1.41
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| | | | 14,749,739 | | |
December 2021
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US$1.60
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US$1.19
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| | | | 7,876,987 | | |
January 2022
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US$1.38
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US$1.05
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| | | | 3,868,721 | | |
February 2022
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US$1.42
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US$1.07
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| | | | 2,199,334 | | |
March 2022
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US$1.53
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US$1.15
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| | | | 2,382,971 | | |
April 2022
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US$1.48
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US$1.17
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| | | | 1,580,602 | | |
May 2022
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US$1.25
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US$0.90
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| | | | 1,429,481 | | |
June 2022
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US$0.97
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US$0.56
|
| | | | 1,640,423 | | |
July 1 - 8, 2022
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US$0.75
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US$0.63
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| | | | 471,231 | | |
Exhibit
Number |
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Description
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4.1 | | | | |
4.2 | | | | |
4.3 | | | | |
4.4 | | | | |
4.5 | | | | |
4.6 | | | | |
5.1* | | | Consent of PricewaterhouseCoopers LLP (PCAOB ID: 271). | |
5.2* | | | Consent of McCarthy Tétrault LLP. | |
6.1* | | | Powers of Attorney (included on the signature page of this Registration Statement). | |
107* | | | Calculation of Filing Fee Table. | |
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Signature
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Title
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/s/ Andrew Hall
Andrew Hall
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Chief Executive Officer & Director
(principal executive officer) |
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/s/ Brittany Davison
Brittany Davison
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Senior Vice President of Finance & Director
(principal financial and accounting officer) |
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/s/ Michael P. Bailey
Michael P. Bailey
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| | Chairman | |
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/s/ Julia P. Gregory
Julia P. Gregory
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| | Director | |
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Michael Kalos
|
| | Director | |
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/s/ Kyle Kuvalanka
Kyle Kuvalanka
|
| | Director | |
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Shermaine Tilley
|
| | Director | |
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/s/ Markus Warmuth
Markus Warmuth
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| | Director | |